SEC Filings

Form DEF 14C
EXICURE, INC. filed this Form DEF 14C on 10/26/2017
Document Outline
Entire Document (572.9 KB)
Subdocument 1 - DEF 14C - DEF 14C
Page 1 - UNITED STATES
Page 2 - EXICURE, INC.
Page 3 - EXICURE, INC.
Page 4 - Exchange Act
Page 5 - DESCRIPTION OF THE MERGER AND CHANGE IN CONTROL
Page 6 - N/A
Page 7 - APPROVAL OF RESTATED CERTIFICATE AND RESTATED BYLAWS
Page 8 - Advance Notice for Stockholder Proposals
Page 9 - APPROVAL OF 2017 EQUITY INCENTIVE PLAN
Page 10 - Award types
Page 11 - Performance unit awards
Page 12 - Amendment or termination of the 2017 Plan.
Page 13 - disqualifying disposition
Page 14 - APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN
Page 15 - Participation in the ESPP
Page 16 - Effect of Certain Corporate Transactions
Page 17 - N/A
Page 18 - APPROVAL OF PRE-MERGER INDEMNITY AGREEMENT
Page 19 - APPROVAL OF INDEMNIFICATION AGREEMENT
Page 20 - EXECUTIVE AND DIRECTOR COMPENSATION
Page 21 - EQUITY COMPENSATION PLAN INFORMATION
Page 22 - Warrants
Page 23 - Options
Page 24 - Anti-Takeover Effects of Delaware Law
Page 25 - TRANSACTIONS WITH RELATED PERSONS
Page 26 - Purchaser
Page 27 - N/A
Page 28 - INTEREST OF CERTAIN PERSONS IN OR OPPOSITION TO MATTERS TO BE ACTED UPON
Page 29 - APPENDIX I
Page 30 - Exhibit A
Page 31 - provided
Page 32 - ARTICLE VIII
Page 33 - APPENDIX II
Page 34 - Company
Page 35 - N/A
Page 36 - Performance Unit
Page 37 - Share Award
Page 38 - provided
Page 39 - N/A
Page 40 - N/A
Page 41 - Number of Shares and Purchase Price
Page 42 - Number of SARs and Base Price
Page 43 - Method of Exercise
Page 44 - Share Issuance
Page 45 - Settlement of Vested Restricted Share Unit Awards
Page 46 - N/A
Page 47 - N/A
Page 48 - 6.8 Change in Control.
Page 49 - Change in Control
Page 50 - N/A
Page 51 - N/A
Page 52 - N/A
Page 53 - APPENDIX III
Page 54 - Corporate Transaction
Page 55 - Exchange Act
Page 56 - Option
Page 57 - Other Limits on Eligibility
Page 58 - Participation
Page 59 - Exercise of Option
Page 60 - Interest
Page 61 - Administration
Page 62 - Reports
Page 63 - Amendment or Termination
Page 64 - Notices
Page 65 - Governing Law
Page 66 - APPENDIX IV
Page 67 - Exchange Act
Page 68 - Stockholder Information
Page 69 - provided
Page 70 - Proposing Person
Page 71 - N/A
Page 72 - Nominee Information
Page 73 - Voting Commitment
Page 74 - N/A
Page 75 - N/A
Page 76 - provided
Page 77 - ARTICLE III - DIRECTORS
Page 78 - N/A
Page 79 - N/A
Page 80 - ARTICLE IV - COMMITTEES
Page 81 - However
Page 82 - ARTICLE VI - RECORDS AND REPORTS
Page 83 - ARTICLE VII - GENERAL MATTERS
Page 84 - provided
Page 85 - N/A
Page 86 - ARTICLE VIII - NOTICE BY ELECTRONIC TRANSMISSION
Page 87 - ARTICLE IX - INDEMNIFICATION
Page 88 - provided
Page 89 - ARTICLE X - AMENDMENTS
Page 90 - APPENDIX V
Page 91 - Section
Page 92 - Section
Page 93 - Fees and Expenses of Independent Legal Counsel
Page 94 - Contribution
Page 95 - Exclusivity
Page 96 - Liabilities
Page 97 - Entire Agreement
Page 98 - [Signature Page to Indemnity Agreement]
Page 99 - APPENDIX VI
Page 100 - Services to the Company
Page 101 - Proceeding
Page 102 - Delaware Court
Page 103 - Exclusions
Page 104 - Procedure for Notification
Page 105 - Presumptions and Effect of Certain Proceedings
Page 106 - Remedies of Indemnitee
Page 107 - Non-exclusivity; Survival of Rights; Insurance; Reasonable Assistance; Subrogation
Page 108 - Fund
Page 109 - Survival; Successors and Assigns
Page 110 - Enforcement; Entire Agreement
Page 111 - Contribution
Page 112 - Miscellaneous
Page 113 - - Signature Page to Indemnification Agreement -

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